Adviser and broker representative · Neuberger Berman Bd LLC
Lok Ching Tsang
CRD 6055814 · Hong Kong,
At a glance
Lok Ching Tsang is an investment adviser representative with Neuberger Berman Bd LLC in Hong Kong, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Lok Ching’s SEC record dates to 2012, about 14 years ago. Lok Ching is also registered as a broker representative. Designations on file: Chartered Financial Analyst.
Current advisory firm
- Neuberger Berman Bd LLCSince July 2012Hong Kong · $0M in regulatory assets
SEC adviser record
- Registered since
- 2012 (14 years)
- Designations
- Chartered Financial Analyst
- Exams
- Series 63
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Lok’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
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