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Trustee of Kong Trust · Apriem Advisors

Lea T. Kong

CRD 6687062 · Named on Form ADV at one SEC-registered adviser

At a glance

Apriem Advisors, an SEC-registered wealth manager based in Irvine, CA with $1.5 billion in regulatory assets, lists Lea T. Kong on its Form ADV as Trustee of Kong Trust.

Firms and roles

  • Apriem AdvisorsTrustee of Kong TrustWealth manager · Irvine, CA · $1.5B in regulatory assets

AtlasMembers

Lea’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (9)

  • Harmon A. KongSecretary, CFO, Treasurer, Chief Wealth Manager, Director, Trustee of Kong Trust, Apriem Advisors
  • Rhonda L. DucotePresident, Chief Compliance Officer, Senior Wealth Manager, Director, Trustee of Ducote Family Trust, Apriem Advisors
  • Benjamin C. LauVice President, Chief Investment Officer, Director, Trustee of LAU Family Trust, Apriem Advisors
  • James N. DucoteTrustee of Ducote Family Trust, Apriem Advisors
  • Wendy Y. LauTrustee of LAU Family Trust, Apriem Advisors

4 more people named with Lea on the same filings, with titles and firms. Free in Atlas with a free account.

See all 9 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Lea’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.