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Secretary, CFO, Treasurer, Chief Wealth Manager, Director, Trustee of Kong Trust · Apriem Advisors

Harmon A. Kong

CRD 1912783 · Named on Form ADV at one SEC-registered adviser

At a glance

Apriem Advisors, an SEC-registered wealth manager based in Irvine, CA with $1.5 billion in regulatory assets, lists Harmon A. Kong on its Form ADV as Secretary, CFO, Treasurer, Chief Wealth Manager, Director, Trustee of Kong Trust, a control person.

Firms and roles

  • Apriem AdvisorsSecretary, CFO, Treasurer, Chief Wealth Manager, Director, Trustee of Kong TrustWealth manager · Irvine, CA · $1.5B in regulatory assets

AtlasMembers

Harmon’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (9)

  • Rhonda L. DucotePresident, Chief Compliance Officer, Senior Wealth Manager, Director, Trustee of Ducote Family Trust, Apriem Advisors
  • Benjamin C. LauVice President, Chief Investment Officer, Director, Trustee of LAU Family Trust, Apriem Advisors
  • James N. DucoteTrustee of Ducote Family Trust, Apriem Advisors
  • Lea T. KongTrustee of Kong Trust, Apriem Advisors
  • Wendy Y. LauTrustee of LAU Family Trust, Apriem Advisors

4 more people named with Harmon on the same filings, with titles and firms. Free in Atlas with a free account.

See all 9 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Harmon’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.