Adviser and broker representative · Edward Jones
Klaus M. Engstler
CRD 7069392 · Middlebury, CT
At a glance
Klaus M. Engstler is an investment adviser representative with Edward Jones in Middlebury, CT, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Klaus’s SEC record dates to 2019, about 7 years ago. Klaus is also registered as a broker representative. Designations on file: Chartered Financial Consultant, Chartered Financial Analyst.
Current advisory firm
- Edward JonesSince March 2019Middlebury, CT · $1.01T in regulatory assets
SEC adviser record
- Registered since
- 2019 (7 years)
- Designations
- Chartered Financial Consultant, Chartered Financial Analyst
- Exams
- Series 63, Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Klaus’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.