SVP, Chief Compliance Officer · LPL Enterprise, LLC
Kiriakos Andreas Evangeliou
CRD 2496177 · Named on Form ADV at one SEC-registered adviser
At a glance
LPL Enterprise, LLC, an SEC-registered broker-dealer firm based in Fort Mill, SC with $24.9 billion in regulatory assets, lists Kiriakos Andreas Evangeliou on its Form ADV as SVP, Chief Compliance Officer, a control person.
Firms and roles
- LPL Enterprise, LLCSVP, Chief Compliance OfficerBroker-dealer firm · Fort Mill, SC · $25B in regulatory assets
AtlasMembers
Kiriakos’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Kirby Lepak Horan-AdamsChief Executive Officer. President, LPL Enterprise, LLC
- Steven Thomas MalfitanoPrincipal Financial Officer and Principal Operations Officer, Finop, LPL Enterprise, LLC
- Matthew Edwin MorningstarChief Legal Officer, LPL Enterprise, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kiriakos’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.