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Chief Compliance Officer · New York Life Investment Management LLC

Kevin M. Bopp

CRD 6468135 · Named on Form ADV at one SEC-registered adviser

At a glance

New York Life Investment Management LLC, an SEC-registered asset manager based in New York, NY with $120.7 billion in regulatory assets, lists Kevin M. Bopp on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Kevin’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (7)

  • Dale A. HanleyElected Manager, New York Life Investment Management LLC
  • Kirk C. LehneisChief Operating Officer, New York Life Investment Management LLC
  • Francis M. HarteElected Manager, New York Life Investment Management LLC
  • Maureen A. CroninSVP, Deputy General Counsel and Chief Investments Counsel, New York Life Investment Management LLC
  • Naim (. Abou-JaoudeChief Executive Officer, New York Life Investment Management LLC

2 more people named with Kevin on the same filings, with titles and firms. Free in Atlas with a free account.

See all 7 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kevin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.