President/director · Stepp & Rothwell Inc
Kenneth J. Eaton
CRD 2517750 · Named on Form ADV at one SEC-registered adviser
At a glance
Stepp & Rothwell Inc, an SEC-registered wealth manager based in Overland Park, KS with $1.1 billion in regulatory assets, lists Kenneth J. Eaton on its Form ADV as President/director, a control person.
Firms and roles
- Stepp & Rothwell IncPresident/directorWealth manager · Overland Park, KS · $1.1B in regulatory assets
AtlasMembers
Kenneth’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Howard R. RothwellChief Compliance Officer/director, Stepp & Rothwell Inc
- Kathleen A. SteppChief Financial Officer/director, Stepp & Rothwell Inc
- Amy M. GuerichSecretary/treasurer/director, Stepp & Rothwell Inc
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kenneth’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.