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Chief Financial Officer/director · Stepp & Rothwell Inc

Kathleen A. Stepp

CRD 2206612 · Named on Form ADV at one SEC-registered adviser

At a glance

Stepp & Rothwell Inc, an SEC-registered wealth manager based in Overland Park, KS with $1.1 billion in regulatory assets, lists Kathleen A. Stepp on its Form ADV as Chief Financial Officer/director, a control person.

Firms and roles

  • Stepp & Rothwell IncChief Financial Officer/directorWealth manager · Overland Park, KS · $1.1B in regulatory assets

AtlasMembers

Kathleen’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kathleen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.