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Chief Financial Officer, Senior Vice President & Shareholder · Hennessy Advisors, Inc.

Kathryn R. Fahy

CRD 4608810 · Named on Form ADV at one SEC-registered adviser

At a glance

Hennessy Advisors, Inc., an SEC-registered asset manager based in Novato, CA with $4.3 billion in regulatory assets, lists Kathryn R. Fahy on its Form ADV as Chief Financial Officer, Senior Vice President & Shareholder, a control person.

Firms and roles

  • Hennessy Advisors, Inc.Chief Financial Officer, Senior Vice President & ShareholderAsset manager · Novato, CA · $4.3B in regulatory assets

AtlasMembers

Kathryn’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (11)

  • Neil J. HennessyChairman, Chief Executive Officer & Shareholder, Hennessy Advisors, Inc.
  • Teresa M. NilsenPresident, Chief Operating Officer, Corporate Secretary, Director & Shareholder, Hennessy Advisors, Inc.
  • Brian A. HennessyDirector & Shareholder, Hennessy Advisors, Inc.
  • Daniel B. SteadmanExecutive Vice President & Shareholder, Hennessy Advisors, Inc.
  • Thomas L. SeaveyDirector & Shareholder, Hennessy Advisors, Inc.

6 more people named with Kathryn on the same filings, with titles and firms. Free in Atlas with a free account.

See all 11 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kathryn’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.