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Chairman, Chief Executive Officer & Shareholder · Hennessy Advisors, Inc.

Neil J. Hennessy

CRD 702687 · Named on Form ADV at one SEC-registered adviser

At a glance

Hennessy Advisors, Inc., an SEC-registered asset manager based in Novato, CA with $4.3 billion in regulatory assets, lists Neil J. Hennessy on its Form ADV as Chairman, Chief Executive Officer & Shareholder, a control person.

Firms and roles

  • Hennessy Advisors, Inc.Chairman, Chief Executive Officer & ShareholderAsset manager · Novato, CA · $4.3B in regulatory assets

AtlasMembers

Neil’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (11)

6 more people named with Neil on the same filings, with titles and firms. Free in Atlas with a free account.

See all 11 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Neil’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.