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Chief Compliance Officer · Enza Financial, LLC

Katherine E Reed

CRD 4223440 · Named on Form ADV at one SEC-registered adviser

At a glance

Enza Financial, LLC, an SEC-registered wealth manager based in Independence, OH with $191 million in regulatory assets, lists Katherine E Reed on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

  • Enza Financial, LLCChief Compliance OfficerWealth manager · Independence, OH · $191M in regulatory assets

AtlasMembers

Katherine’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Katherine’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.