Chief Compliance Officer, Brokerage · Benjamin F. Edwards & Company, Incorporated
Katelyn Clare Stevens
CRD 5752247 · Named on Form ADV at one SEC-registered adviser
At a glance
Benjamin F. Edwards & Company, Incorporated, an SEC-registered broker-dealer firm based in St. Louis, MO with $18.9 billion in regulatory assets, lists Katelyn Clare Stevens on its Form ADV as Chief Compliance Officer, Brokerage, a control person.
Firms and roles
- Benjamin F. Edwards & Company, IncorporatedChief Compliance Officer, BrokerageBroker-dealer firm · St. Louis, MO · $19B in regulatory assets
AtlasMembers
Katelyn’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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Colleagues named on the same filings (11)
- Benjamin Franklin IV EdwardsChairman/chief Executive Officer, President, Benjamin F. Edwards & Company, Incorporated
- Christopher Mark WhitingDirector of Financial Strategies Group, Benjamin F. Edwards & Company, Incorporated
- Thomas Hayden Jr MartinDirector/chief Financial Officer, Benjamin F. Edwards & Company, Incorporated
- Christopher M KellerDirector/director of Business Services, Benjamin F. Edwards & Company, Incorporated
- Douglas David RubensteinDirector/senior Advisor TO the Chairman, Benjamin F. Edwards & Company, Incorporated
6 more people named with Katelyn on the same filings, with titles and firms. Free in Atlas with a free account.
See all 11 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Katelyn’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.