Chief Compliance Officer, Chief Operations Officer · Foster Group, Inc.
Kate P Juelfs
CRD 5254476 · Named on Form ADV at one SEC-registered adviser
At a glance
Foster Group, Inc., an SEC-registered wealth manager based in West DES Moines, IA with $4.8 billion in regulatory assets, lists Kate P Juelfs on its Form ADV as Chief Compliance Officer, Chief Operations Officer, a control person.
Firms and roles
- Foster Group, Inc.Chief Compliance Officer, Chief Operations OfficerWealth manager · West DES Moines, IA · $4.8B in regulatory assets
AtlasMembers
Kate’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2007 (19 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Kate’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (11)
- Mark A. StadtlanderOwner, Foster Group, Inc.
- Kent A. KramerChief Investment Officer, Board Member, Foster Group, Inc.
- Gregory J. OlsenChief Executive Officer, Board Member, Foster Group, Inc.
- Travis J. RychnovskyChief Growth Officer, Foster Group, Inc.
- Bradley D. RempeSenior Lead Advisor, Board Member, Foster Group, Inc.
6 more people named with Kate on the same filings, with titles and firms. Free in Atlas with a free account.
See all 11 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kate’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.