Executive Director, Compliance · Hightower Advisors, LLC
Jyothi San Juan
CRD 6777364 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Hightower Advisors, LLC, an SEC-registered wealth manager based in Chicago, IL with $198.6 billion in regulatory assets, lists Jyothi San Juan on its Form ADV as Executive Director, Compliance, a control person. The SEC filings also name Jyothi at 1 other registered adviser.
Firms and roles
- Hightower Advisors, LLCExecutive Director, ComplianceWealth manager · Chicago, IL · $199B in regulatory assets
- Madison Avenue Solutions, LLCChief Compliance OfficerAsset manager · Chicago, IL · $2.1B in regulatory assets
AtlasMembers
Jyothi’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (9)
- Daniel J. BergChief Financial Officer, Hightower Advisors, LLC
- Douglas J. BessoChief Technology Officer, Hightower Advisors, LLC
- Barry A. CovielloNational Director of Field Supervision, Hightower Advisors, LLC
- Jared N. SchwartzChief Risk Officer, Hightower Advisors, LLC
- Barrett LopezGeneral Counsel, Corporate and M&a, Hightower Advisors, LLC
4 more people named with Jyothi on the same filings, with titles and firms. Free in Atlas with a free account.
See all 9 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Jyothi’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.