Manager · Empower Advisory Group, LLC
Joseph M. Smolen
CRD 4100909 · Named on Form ADV at one SEC-registered adviser
At a glance
Empower Advisory Group, LLC, an SEC-registered wealth manager based in Greenwood Village, CO with $195.4 billion in regulatory assets, lists Joseph M. Smolen on its Form ADV as Manager, a control person.
Firms and roles
- Empower Advisory Group, LLCManagerWealth manager · Greenwood Village, CO · $195B in regulatory assets
AtlasMembers
Joseph’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (14)
- David G. McLeodManager, Empower Advisory Group, LLC
- Carol E. WaddellManager, Empower Advisory Group, LLC
- William C. JeffriesManager and VP Operations, Empower Advisory Group, LLC
- Adam KavanAssistant General Counsel, Empower Advisory Group, LLC
- Palak PatelSecretary, Empower Advisory Group, LLC
9 more people named with Joseph on the same filings, with titles and firms. Free in Atlas with a free account.
See all 14 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Joseph’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.