Chief Compliance Officer · Rosecliff Venture Management, LLC
Joseph M Barbati
CRD 8116340 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Rosecliff Venture Management, LLC, an SEC-registered private fund adviser based in New York, NY with $650 million in regulatory assets, lists Joseph M Barbati on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Joseph at 1 other registered adviser.
Firms and roles
- Rosecliff Venture Management, LLCChief Compliance OfficerPrivate fund adviser · New York, NY · $650M in regulatory assets
- Rosecliff Capital Advisory LLCChief Compliance OfficerWealth manager · New York, NY · $27M in regulatory assets
AtlasMembers
Joseph’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Michael CasoManaging Partner, Rosecliff Venture Management, LLC
- Michael P. MurphyManaging Partner, Rosecliff Venture Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Joseph’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.