General Counsel & Senior Vice President · Ambrose Capital Advisors, LLC
Joseph P. Hawkins
CRD 8243788 · Named on Form ADV at one SEC-registered adviser
At a glance
Ambrose Capital Advisors, LLC, an SEC-registered private fund adviser based in Indianapolis, IN with $228 million in regulatory assets, lists Joseph P. Hawkins on its Form ADV as General Counsel & Senior Vice President, a control person.
Firms and roles
- Ambrose Capital Advisors, LLCGeneral Counsel & Senior Vice PresidentPrivate fund adviser · Indianapolis, IN · $228M in regulatory assets
AtlasMembers
Joseph’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings
- Jason F. SturmanPresident & Chief Investment Officer, Ambrose Capital Advisors, LLC
- Stacey S. AndersonChief Financial Officer & Senior Vice President, Ambrose Capital Advisors, LLC
- Grant K. GoldmanChief Operating Officer & Executive Vice President, Ambrose Capital Advisors, LLC
- Aasif M. BadeFounder & Chief Executive Officer, Ambrose Capital Advisors, LLC
- Brandi K. ShaddickOutsourced Chief Compliance Officer, Ambrose Capital Advisors, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Joseph’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.