Outsourced Chief Compliance Officer · Ambrose Capital Advisors, LLC
Brandi K. Shaddick
CRD 8244321 · Named on Form ADV at one SEC-registered adviser
At a glance
Ambrose Capital Advisors, LLC, an SEC-registered private fund adviser based in Indianapolis, IN with $228 million in regulatory assets, lists Brandi K. Shaddick on its Form ADV as Outsourced Chief Compliance Officer, a control person.
Firms and roles
- Ambrose Capital Advisors, LLCOutsourced Chief Compliance OfficerPrivate fund adviser · Indianapolis, IN · $228M in regulatory assets
AtlasMembers
Brandi’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Jason F. SturmanPresident & Chief Investment Officer, Ambrose Capital Advisors, LLC
- Stacey S. AndersonChief Financial Officer & Senior Vice President, Ambrose Capital Advisors, LLC
- Grant K. GoldmanChief Operating Officer & Executive Vice President, Ambrose Capital Advisors, LLC
- Joseph P. HawkinsGeneral Counsel & Senior Vice President, Ambrose Capital Advisors, LLC
- Aasif M. BadeFounder & Chief Executive Officer, Ambrose Capital Advisors, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brandi’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.