Chief Compliance Officer · BNY Mellon Investment Adviser, Inc.
John William Jr Hunter
CRD 2822875 · Named on Form ADV at 2 SEC-registered advisers
At a glance
BNY Mellon Investment Adviser, Inc., an SEC-registered asset manager based in New York, NY with $419.5 billion in regulatory assets, lists John William Jr Hunter on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name John at 1 other registered adviser.
Firms and roles
- BNY Mellon Investment Adviser, Inc.Chief Compliance OfficerAsset manager · New York, NY · $419B in regulatory assets
- BNY Mellon Securities CorporationChief Compliance Officer (investment Advisory Business)Broker-dealer firm · New York, NY · $8.4B in regulatory assets
AtlasMembers
John’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (12)
- Gregory John PasqualeChief Financial Officer, BNY Mellon Investment Adviser, Inc.
- David John DipetrilloVice President & Director, BNY Mellon Investment Adviser, Inc.
- Peter M. SullivanChief Legal Officer, BNY Mellon Investment Adviser, Inc.
- James WindelsDirector, BNY Mellon Investment Adviser, Inc.
- Bushra MannanDirector, BNY Mellon Investment Adviser, Inc.
7 more people named with John on the same filings, with titles and firms. Free in Atlas with a free account.
See all 12 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.