Chief Legal Officer · BNY Mellon Investment Adviser, Inc.
Peter M. Sullivan
CRD 7450283 · Named on Form ADV at one SEC-registered adviser
At a glance
BNY Mellon Investment Adviser, Inc., an SEC-registered asset manager based in New York, NY with $419.5 billion in regulatory assets, lists Peter M. Sullivan on its Form ADV as Chief Legal Officer, a control person.
Firms and roles
- BNY Mellon Investment Adviser, Inc.Chief Legal OfficerAsset manager · New York, NY · $419B in regulatory assets
AtlasMembers
Peter’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (7)
- Gregory John PasqualeChief Financial Officer, BNY Mellon Investment Adviser, Inc.
- David John DipetrilloVice President & Director, BNY Mellon Investment Adviser, Inc.
- James WindelsDirector, BNY Mellon Investment Adviser, Inc.
- Bushra MannanDirector, BNY Mellon Investment Adviser, Inc.
- Susan K. MaroniSecretary, BNY Mellon Investment Adviser, Inc.
2 more people named with Peter on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Peter’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.