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Executive Vice President / Investment Advisor / Chief Compliance Officer · Quantitative Asset Management, LLC

John C Farni

CRD 4280441 · Named on Form ADV at one SEC-registered adviser

At a glance

Quantitative Asset Management, LLC, an SEC-registered broker-dealer firm based in Minnetonka, MN with $187 million in regulatory assets, lists John C Farni on its Form ADV as Executive Vice President / Investment Advisor / Chief Compliance Officer.

Firms and roles

  • Quantitative Asset Management, LLCExecutive Vice President / Investment Advisor / Chief Compliance OfficerBroker-dealer firm · Minnetonka, MN · $187M in regulatory assets

AtlasMembers

John’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

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Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.