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Chief Compliance Officer · Montgomery Financial

Joan E Gursky

CRD 8213798 · Named on Form ADV at one SEC-registered adviser

At a glance

Montgomery Financial, an SEC-registered wealth manager based in Ocean City, MD with $230 million in regulatory assets, lists Joan E Gursky on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

  • Montgomery FinancialChief Compliance OfficerWealth manager · Ocean City, MD · $230M in regulatory assets

AtlasMembers

Joan’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Joan’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.