Ia CCO · Janney Montgomery Scott LLC
Jessica Ellen Lempa
CRD 5276453 · Named on Form ADV at one SEC-registered adviser
At a glance
Janney Montgomery Scott LLC, an SEC-registered broker-dealer firm based in Philadelphia, PA with $110.1 billion in regulatory assets, lists Jessica Ellen Lempa on its Form ADV as Ia CCO.
Firms and roles
- Janney Montgomery Scott LLCIa CCOBroker-dealer firm · Philadelphia, PA · $110B in regulatory assets
AtlasMembers
Jessica’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (9)
- Anthony Matthew MillerDirector, President and CEO, Janney Montgomery Scott LLC
- Gregory Burns McSheaGeneral Counsel, Janney Montgomery Scott LLC
- Daneen Elizabeth DowneyDeputy General Counsel, Janney Montgomery Scott LLC
- David Michael MullanPrincipal Operations Officer, Janney Montgomery Scott LLC
- Caroline Kathryne HallChief Compliance Officer, Janney Montgomery Scott LLC
4 more people named with Jessica on the same filings, with titles and firms. Free in Atlas with a free account.
See all 9 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Jessica’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.