Principal Operations Officer · Janney Montgomery Scott LLC
David Michael Mullan
CRD 2739186 · Named on Form ADV at one SEC-registered adviser
At a glance
Janney Montgomery Scott LLC, an SEC-registered broker-dealer firm based in Philadelphia, PA with $110.1 billion in regulatory assets, lists David Michael Mullan on its Form ADV as Principal Operations Officer.
Firms and roles
- Janney Montgomery Scott LLCPrincipal Operations OfficerBroker-dealer firm · Philadelphia, PA · $110B in regulatory assets
AtlasMembers
David’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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Colleagues named on the same filings (9)
- Anthony Matthew MillerDirector, President and CEO, Janney Montgomery Scott LLC
- Gregory Burns McSheaGeneral Counsel, Janney Montgomery Scott LLC
- Daneen Elizabeth DowneyDeputy General Counsel, Janney Montgomery Scott LLC
- Jessica Ellen LempaIa CCO, Janney Montgomery Scott LLC
- Caroline Kathryne HallChief Compliance Officer, Janney Montgomery Scott LLC
4 more people named with David on the same filings, with titles and firms. Free in Atlas with a free account.
See all 9 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.