Managing Member · JSF Financial, LLC
Jeffrey S. Fishman
CRD 2451588 · Named on Form ADV at one SEC-registered adviser
At a glance
JSF Financial, LLC, an SEC-registered wealth manager based in LOS Angeles, CA with $2.0 billion in regulatory assets, lists Jeffrey S. Fishman on its Form ADV as Managing Member, a control person.
Firms and roles
- JSF Financial, LLCManaging MemberWealth manager · LOS Angeles, CA · $2.0B in regulatory assets
AtlasMembers
Jeffrey’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 1999 (27 years)
- Designations
- None on file
- Exams
- Series 63
- Registered in
- 4 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Jeffrey’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 4 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Shari FishmanChief Compliance Officer, JSF Financial, LLC
- Samuel SekineChief Operations Officer, JSF Financial, LLC
- Mordechai L. FishmanManaging Director, JSF Financial, LLC
- Shoshana FishmanCo Trustee of the M & S Fishman Family Revocable Trust, JSF Financial, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Jeffrey’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.