Friday, October 23, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Vanguard is fulfilling Salim Ramji's May 1 promised renewal of 'Flagship' platinum tier service after it eroded, and he's willing to count non-Vanguard funds against the $1-million minimum for the first timeIN RIA IPO 'probably' coming within two years, dealmaker predictsIN Women Advisor Summit 2026: Get set for 'extraordinary' gathering of industry’s female leaders4K IRS Expands Retirement Plan Error Corrections, Creates New IRA ProgramWM New Options Emerge for Providing Liquidity to Evergreen Fund MarketIN Advisor moves: RBC lands $1B UBS team in PittsburghIN NFL taps General Atlantic, PE backer of Creative Planning and FartherWM Mariner Wealth Advisors Seeks $150M in Additional Debt for AcquisitionsFP Merrill announces laser-targeted advisor bonus incentives for 2027WM State Regulators Fear SEC Crypto Proposals Put 'Thumb On The Scale'

Adviser and broker representative · Cetera Investment Advisers LLC

James E. Pede Jr.

CRD 1182649 · West Des Moines, IA

At a glance

James E. Pede Jr. is an investment adviser representative with Cetera Investment Advisers LLC in West Des Moines, IA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on James’s SEC record dates to 1999, about 27 years ago. James is also registered as a broker representative. Designations on file: Certified Financial Planner, Chartered Financial Consultant.

Current advisory firm

SEC adviser record

Registered since
1999 (27 years)
Designations
Certified Financial Planner, Chartered Financial Consultant
Exams
Series 63, Series 65
Registered in
2 states
Also a broker representative
Yes
Disclosures on record
None

AtlasMembers

James’s office, career and moves

Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.

Branch office address, business phone and website
Locked
Previous firms, with start and end dates
2 firmsLocked
Employment history
Locked
States they’re registered in
Locked
Outside business activities
Locked
When they joined their current firm, and their firm’s growth
Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.

More at Cetera Investment Advisers LLC

Every advisor at Cetera Investment Advisers LLC →Cetera Investment Advisers LLC: assets, clients and custodians →Cetera news, moves and payouts →Financial advisors in West Des Moines, IA →Every Cetera Investment Advisers LLC advisor in West Des Moines →Advisor Moves: who changed firms this week →