Adviser and broker representative · Level Four Advisory Services
James D. Lee
CRD 5306990 · Great Neck, NY
At a glance
James D. Lee is an investment adviser representative with Level Four Advisory Services in Great Neck, NY, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on James’s SEC record dates to 2019, about 7 years ago. James is also registered as a broker representative.
Current advisory firm
- Level Four Advisory ServicesSince October 2022Great Neck, NY · $6.5B in regulatory assets
SEC adviser record
- Registered since
- 2019 (7 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
James’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.