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Vice President of Operations, AML Officer, Ciso · Hollencrest Capital Management

James Konon

CRD 2386644 · Named on Form ADV at one SEC-registered adviser

At a glance

Hollencrest Capital Management, an SEC-registered wealth manager based in Newport Beach, CA with $2.9 billion in regulatory assets, lists James Konon on its Form ADV as Vice President of Operations, AML Officer, Ciso.

Firms and roles

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James’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

SEC adviser record

Registered since
2016 (10 years)
Designations
None on file
Exams
Series 63
Registered in
1 state
Also a broker representative
No
Disclosures on record
None

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James’s office, career and moves

Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.

Branch office address, business phone and website
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Previous firms, with start and end dates
Locked
Employment history
Locked
States they’re registered in
Locked
Outside business activities
Locked
When they joined their current firm, and their firm’s growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Gregory P. PellizzonManaging Director, Chief Executive Officer, Hollencrest Capital Management
  • Robert B. WolfordManaging Director, Director of Marketing, Portfolio Manager, Hollencrest Capital Management
  • Peter J. PellizzonManaging Director, Chief Operations Officer, Portfolio Manager, Hollencrest Capital Management
  • Susan M. NakamuraManaging Director, Chief Compliance Officer, Director Portfolio Administration, Hollencrest Capital Management
  • Cameron C. AkersManaging Director, Chief Investment Officer, President, Hollencrest Capital Management

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.