Adviser and broker representative · Global Assets Advisory, LLC
Ian E. James
CRD 2602300 · Baton Rouge, LA
At a glance
Ian E. James is an investment adviser representative with Global Assets Advisory, LLC in Baton Rouge, LA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Ian’s SEC record dates to 2007, about 19 years ago. Ian is also registered as a broker representative.
Current advisory firm
- Global Assets Advisory, LLCSince June 2020Baton Rouge, LA · $552M in regulatory assets
SEC adviser record
- Registered since
- 2007 (19 years)
- Designations
- None on file
- Exams
- Series 63
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Ian’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 8 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.