Chairman, Board of Directors · Associated Investment Services, Inc.
Heath William Sorenson
CRD 4528655 · Named on Form ADV at one SEC-registered adviser
At a glance
Associated Investment Services, Inc., an SEC-registered broker-dealer firm based in Green Bay, WI with $1.2 billion in regulatory assets, lists Heath William Sorenson on its Form ADV as Chairman, Board of Directors, a control person.
Firms and roles
- Associated Investment Services, Inc.Chairman, Board of DirectorsBroker-dealer firm · Green Bay, WI · $1.2B in regulatory assets
AtlasMembers
Heath’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2015 (11 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Heath’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 4 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (9)
- Beth Ann CravillionDirector of Support Services, Associated Investment Services, Inc.
- Michael David KuipersDirector, President & CEO, Associated Investment Services, Inc.
- Anthony Philip PecoraChief Compliance Officer, Associated Investment Services, Inc.
- Michael Robert HochholzerDirector, Board of Directors, Associated Investment Services, Inc.
- Dennis Michael DeloyeDirector, Board of Directors, Associated Investment Services, Inc.
4 more people named with Heath on the same filings, with titles and firms. Free in Atlas with a free account.
See all 9 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Heath’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.