Adviser and broker representative · Citigroup Global Markets Inc.
Guozhen Zhao
CRD 6115508 · Great Neck, NY
At a glance
Guozhen Zhao is an investment adviser representative with Citigroup Global Markets Inc. in Great Neck, NY, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Guozhen’s SEC record dates to 2022, about 4 years ago. Guozhen is also registered as a broker representative.
Current advisory firm
- Citigroup Global Markets Inc.Since August 2022Great Neck, NY · $56B in regulatory assets
SEC adviser record
- Registered since
- 2022 (4 years)
- Designations
- None on file
- Exams
- Series 63, Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Guozhen’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.