Chairman of the Board · Schwartz & Co.
Gregory John Schwartz
CRD 416277 · Named on Form ADV at one SEC-registered adviser
At a glance
Schwartz & Co., an SEC-registered broker-dealer firm based in Bloomfield Hills, MI with $10.5 billion in regulatory assets, lists Gregory John Schwartz on its Form ADV as Chairman of the Board, a control person.
Firms and roles
- Schwartz & Co.Chairman of the BoardBroker-dealer firm · Bloomfield Hills, MI · $10B in regulatory assets
AtlasMembers
Gregory’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (6)
- Gregory John Jr SchwartzVice-President, Schwartz & Co.
- Edward Augustine SchwartzPresident/ceo, Schwartz & Co.
- Walter George SchwartzVice-President, Schwartz & Co.
- Joseph Emmet SchwartzTreasurer/secretary, Schwartz & Co.
- Peter Francis SchwartzVice-President, Schwartz & Co.
1 more person named with Gregory on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Gregory’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.