Shareholder · Mraz and Associates
Gloria D Mraz
CRD 5987619 · Named on Form ADV at one SEC-registered adviser
At a glance
Mraz and Associates, an SEC-registered wealth manager based in Modesto, CA with $917 million in regulatory assets, lists Gloria D Mraz on its Form ADV as Shareholder, a control person.
Firms and roles
- Mraz and AssociatesShareholderWealth manager · Modesto, CA · $917M in regulatory assets
AtlasMembers
Gloria’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Deidre M. MrazShareholder/chief Compliance Officer, Mraz and Associates
- David F. MrazShareholder, Mraz and Associates
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Gloria’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.