Adviser and broker representative · Wells Fargo Clearing Services, LLC
Glenn E. Caldwell
CRD 2602439 · Tarpon Springs, FL
At a glance
Glenn E. Caldwell is an investment adviser representative with Wells Fargo Clearing Services, LLC in Tarpon Springs, FL, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Glenn’s SEC record dates to 2007, about 18 years ago. Glenn is also registered as a broker representative. Designations on file: Certified Financial Planner.
Current advisory firm
- Wells Fargo Clearing Services, LLCSince March 2016Tarpon Springs, FL · $671B in regulatory assets
SEC adviser record
- Registered since
- 2007 (18 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63, Series 65, Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Glenn’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 3 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.