Adviser and broker representative · Cetera Investment Advisers LLC
Gerald L. Haggerty Jr
CRD 5014954 · Jim Thorpe, PA
At a glance
Gerald L. Haggerty Jr is an investment adviser representative with Cetera Investment Advisers LLC in Jim Thorpe, PA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Gerald’s SEC record dates to 2013, about 13 years ago. Gerald is also registered as a broker representative.
Current advisory firm
- Cetera Investment Advisers LLCSince September 2025Jim Thorpe, PA · $257B in regulatory assets
SEC adviser record
- Registered since
- 2013 (13 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Gerald’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.