Chief Executive Officer · Private Advisor Group, LLC
Franklin R Smith
CRD 5058795 · Named on Form ADV at one SEC-registered adviser
At a glance
Private Advisor Group, LLC, an SEC-registered wealth manager based in Morristown, NJ with $57.7 billion in regulatory assets, lists Franklin R Smith on its Form ADV as Chief Executive Officer, a control person.
Firms and roles
- Private Advisor Group, LLCChief Executive OfficerWealth manager · Morristown, NJ · $58B in regulatory assets
AtlasMembers
Franklin’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2015 (11 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Franklin’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (7)
- John P. HylandExecutive Chair, Private Advisor Group, LLC
- Patrick J. SullivanExecutive Chair, Private Advisor Group, LLC
- James D. SullivanManaging Director, Private Advisor Group, LLC
- James J PerhacsManaging Director, Chief Operating Officer, Private Advisor Group, LLC
- James A. HooksChief Compliance Officer, Managing Director, Private Advisor Group, LLC
2 more people named with Franklin on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Franklin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.