Adviser and broker representative · Raymond James Financial Services Advisors, Inc.
Frank D. Szalay
CRD 1922422 · Las Cruces, NM
At a glance
Frank D. Szalay is an investment adviser representative with Raymond James Financial Services Advisors, Inc. in Las Cruces, NM, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Frank’s SEC record dates to 2002, about 24 years ago. Frank is also registered as a broker representative. Designations on file: Certified Financial Planner.
Current advisory firm
- Raymond James Financial Services Advisors, Inc.Since March 2013Las Cruces, NM · $390B in regulatory assets
SEC adviser record
- Registered since
- 2002 (24 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Frank’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
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