Chief Financial Officer · RBC Private Counsel (USA) Inc.
Faiza M. Huq
CRD 5130029 · Named on Form ADV at one SEC-registered adviser
At a glance
RBC Private Counsel (USA) Inc., an SEC-registered wealth manager based in Toronto, ON, Canada with $7.9 billion in regulatory assets, lists Faiza M. Huq on its Form ADV as Chief Financial Officer, a control person.
Firms and roles
- RBC Private Counsel (USA) Inc.Chief Financial OfficerWealth manager · Toronto, ON, Canada · $7.9B in regulatory assets
AtlasMembers
Faiza’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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Colleagues named on the same filings (7)
- David J. AgnewDirector, Chair & Co-President, RBC Private Counsel (USA) Inc.
- Annica E. KarlssonChief Compliance Officer, RBC Private Counsel (USA) Inc.
- Vijay S. ParmarDirector & Co-President, RBC Private Counsel (USA) Inc.
- Michael P. ScottDirector & Vice-President, RBC Private Counsel (USA) Inc.
- Nadine TinkerDirector, RBC Private Counsel (USA) Inc.
2 more people named with Faiza on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Faiza’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.