Chief Financial Officer, Finop · Northland Asset Management
Dustin Richard Alden
CRD 6131554 · Named on Form ADV at one SEC-registered adviser
At a glance
Northland Asset Management, an SEC-registered broker-dealer firm based in Minneapolis, MN with $405 million in regulatory assets, lists Dustin Richard Alden on its Form ADV as Chief Financial Officer, Finop, a control person.
Firms and roles
- Northland Asset ManagementChief Financial Officer, FinopBroker-dealer firm · Minneapolis, MN · $405M in regulatory assets
AtlasMembers
Dustin’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Randy Gene NitzscheCEO, President, Northland Asset Management
- Traci Lee SpanierChief Compliance Officer, Northland Asset Management
- Tiffany Dawn HennDirector, Northland Asset Management
- Christopher Robert RuggieroDirector, Northland Asset Management
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Dustin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.