Trustee · Oakmont Corporation
Dorothy W. Day
CRD 8060469 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Oakmont Corporation, an SEC-registered wealth manager based in LOS Angeles, CA with $2.2 billion in regulatory assets, lists Dorothy W. Day on its Form ADV as Trustee, a control person. The SEC filings also name Dorothy at 1 other registered adviser.
Firms and roles
- Oakmont CorporationTrusteeWealth manager · LOS Angeles, CA · $2.2B in regulatory assets
- The Cypress Funds LLCShareholderPrivate fund adviser · LOS Angeles, CA · $723M in regulatory assets
AtlasMembers
Dorothy’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Robert M. MillerPresident, Secretary and Chief Compliance Officer, Oakmont Corporation
- Peter W. CarltonChief Executive Officer and Chief Investment Officer, Oakmont Corporation
- Sumo GuptaPortfolio Manager, Oakmont Corporation
- Jonathan S. DayShareholder, Oakmont Corporation
- David R. CovinChief Financial Officer, Oakmont Corporation
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Dorothy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.