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Chief Executive Officer and Chief Investment Officer · Oakmont Corporation

Peter W. Carlton

CRD 6356280 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Oakmont Corporation, an SEC-registered wealth manager based in LOS Angeles, CA with $2.2 billion in regulatory assets, lists Peter W. Carlton on its Form ADV as Chief Executive Officer and Chief Investment Officer, a control person. The SEC filings also name Peter at 1 other registered adviser.

Firms and roles

  • Oakmont CorporationChief Executive Officer and Chief Investment OfficerWealth manager · LOS Angeles, CA · $2.2B in regulatory assets
  • The Cypress Funds LLCManagerPrivate fund adviser · LOS Angeles, CA · $723M in regulatory assets

AtlasMembers

Peter’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Peter’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.