Managing and Sole Member & Chief Compliance Officer · Fountainhead Financial, LLC
Dominick J. Vetrano
CRD 2043867 · Named on Form ADV at one SEC-registered adviser
At a glance
Fountainhead Financial, LLC, an SEC-registered wealth manager based in Chicago, IL with $543 million in regulatory assets, lists Dominick J. Vetrano on its Form ADV as Managing and Sole Member & Chief Compliance Officer, a control person.
Firms and roles
- Fountainhead Financial, LLCManaging and Sole Member & Chief Compliance OfficerWealth manager · Chicago, IL · $543M in regulatory assets
AtlasMembers
Dominick’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 1997 (29 years)
- Designations
- Certified Financial Planner, Chartered Financial Consultant, Chartered Financial Analyst
- Exams
- Series 63, Series 65
- Registered in
- 3 states
- Also a broker representative
- No
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Dominick’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Dominick’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.