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Trustee · Capri EGM, LLC

Diane I. Primo

CRD 6470286 · Named on Form ADV at one SEC-registered adviser

At a glance

Capri EGM, LLC, an SEC-registered asset manager based in Chicago, IL with $0 in regulatory assets, lists Diane I. Primo on its Form ADV as Trustee, a control person.

Firms and roles

  • Capri EGM, LLCTrusteeAsset manager · Chicago, IL · $0M in regulatory assets

AtlasMembers

Diane’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Shelby E. PruettCo-Chairman Board of Managers and Chief Executive Officer, Capri EGM, LLC
  • Quintin E. PrimoCo-Chairman Board of Managers, Capri EGM, LLC
  • Mark E. HowellChief Financial Officer, Chief Compliance Officer and Board of Managers, Capri EGM, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Diane’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.