Trustee · Galaxy Investment Management, LLC
Denise Perry
CRD 6580887 · Named on Form ADV at one SEC-registered adviser
At a glance
Galaxy Investment Management, LLC, an SEC-registered private fund adviser based in Uniondale, NY with $324 million in regulatory assets, lists Denise Perry on its Form ADV as Trustee, a control person.
Firms and roles
- Galaxy Investment Management, LLCTrusteePrivate fund adviser · Uniondale, NY · $324M in regulatory assets
AtlasMembers
Denise’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Seth B. LipsayChief Executive Officer, Galaxy Investment Management, LLC
- Christine E. SchlichtChief Compliance Officer, Galaxy Investment Management, LLC
- Kenneth PartlowChief Financial Officer, Galaxy Investment Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Denise’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.