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Chief Compliance Officer · Galaxy Investment Management, LLC

Christine E. Schlicht

CRD 5851634 · Named on Form ADV at one SEC-registered adviser

At a glance

Galaxy Investment Management, LLC, an SEC-registered private fund adviser based in Uniondale, NY with $324 million in regulatory assets, lists Christine E. Schlicht on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Christine’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Seth B. LipsayChief Executive Officer, Galaxy Investment Management, LLC
  • Kenneth PartlowChief Financial Officer, Galaxy Investment Management, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Christine’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.