Holding Corporation · TSA Management Inc
Denis J. Moynihan
CRD 1403476 · Named on Form ADV at one SEC-registered adviser
At a glance
TSA Management Inc, an SEC-registered wealth manager based in Glen Head, NY with $1.5 billion in regulatory assets, lists Denis J. Moynihan on its Form ADV as Holding Corporation, a control person.
Firms and roles
- TSA Management IncHolding CorporationWealth manager · Glen Head, NY · $1.5B in regulatory assets
AtlasMembers
Denis’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Rachel H. PinoShareholder, Chief Compliance Officer, TSA Management Inc
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Denis’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.