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Managing Partner, Chief Compliance Officer · Axiom Financial Strategies Group, LLC

David V. Scott

CRD 3178836 · Named on Form ADV at one SEC-registered adviser

At a glance

Axiom Financial Strategies Group, LLC, an SEC-registered wealth manager based in New Albany, IN with $404 million in regulatory assets, lists David V. Scott on its Form ADV as Managing Partner, Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

David’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Justin KepleyChief Investment Officer, Axiom Financial Strategies Group, LLC
  • Leah DriverCFO, Axiom Financial Strategies Group, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.