Chief Compliance Officer - Broker Dealer · J.P. Morgan Securities LLC
David S Villwock
CRD 8071637 · Named on Form ADV at one SEC-registered adviser
At a glance
J.P. Morgan Securities LLC, an SEC-registered broker-dealer firm based in New York, NY with $429.7 billion in regulatory assets, lists David S Villwock on its Form ADV as Chief Compliance Officer - Broker Dealer.
Firms and roles
- J.P. Morgan Securities LLCChief Compliance Officer - Broker DealerBroker-dealer firm · New York, NY · $430B in regulatory assets
AtlasMembers
David’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (14)
- Patrick Paul DempseyTreasurer, J.P. Morgan Securities LLC
- Eric D. TepperElected Manager, J.P. Morgan Securities LLC
- Roger KlionChief Operating Officer, J.P. Morgan Securities LLC
- Brian J BisesiElected Manager, J.P. Morgan Securities LLC
- Carrie McCrumElected Manager, J.P. Morgan Securities LLC
9 more people named with David on the same filings, with titles and firms. Free in Atlas with a free account.
See all 14 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.