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Chief Operating Officer · J.P. Morgan Securities LLC

Roger Klion

CRD 5082261 · Named on Form ADV at one SEC-registered adviser

At a glance

J.P. Morgan Securities LLC, an SEC-registered broker-dealer firm based in New York, NY with $429.7 billion in regulatory assets, lists Roger Klion on its Form ADV as Chief Operating Officer.

Firms and roles

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Roger’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (14)

9 more people named with Roger on the same filings, with titles and firms. Free in Atlas with a free account.

See all 14 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Roger’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.