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Chief Financial Officer · Northern Trust Investments, Incorporated

David S. Rudd

CRD 5007218 · Named on Form ADV at one SEC-registered adviser

At a glance

Northern Trust Investments, Incorporated, an SEC-registered asset manager based in Chicago, IL with $1.2 trillion in regulatory assets, lists David S. Rudd on its Form ADV as Chief Financial Officer, a control person.

Firms and roles

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David’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (11)

  • Craig Richard CarberryChief Legal Officer/secretary, Northern Trust Investments, Incorporated
  • Sheri B. HawkinsExecutive Vice President/director, Northern Trust Investments, Incorporated
  • Maya G. TeufelSenior Vice President/chief Compliance Officer, Northern Trust Investments, Incorporated
  • Archana KumarExecutive Vice President/chief Operating Officer/director, Northern Trust Investments, Incorporated
  • Joseph W. McInerneySenior Vice President/chief Risk Officer, Northern Trust Investments, Incorporated

6 more people named with David on the same filings, with titles and firms. Free in Atlas with a free account.

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Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.